The CEA and CFTC rules establish exemptions from the definition of a clearing broker, however it’s important to understand the specific requirements that apply to your scenario. Some clearing brokers are employed by a company that could be a associate of the fee product proprietor’s firm or a direct subsidiary of it. Upholding regulatory compliance
The CEA and CFTC rules establish exemptions from the definition of a clearing broker, however it’s important to understand the specific requirements that apply to your scenario. Some clearing brokers are employed by a company that could be a associate of the fee product proprietor’s firm or a direct subsidiary of it. Upholding regulatory compliance
